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Legal Disclosure Page

The clearing and custody of your account is with Pershing, a Bank of New York/Mellon Bank Co (BNY Mellon). However the Stoever Glass management, trading and sales remain exclusively with Stoever Glass & Co.

Any information provided to Stoever Glass & Co., Inc., as a visitor to our web site will be used solely for client service and normal business purposes by Stoever Glass & Co., Inc. No personal or account information will be divulged for any reason except as may be legally required by federal agencies and/or regulators.

Disclaimer:

By using the Stoever Glass & Co., Inc. web site you accept at your own risk that the Internet and online communications medium may not perform as intended despite the efforts of Stoever Glass & Co., Inc., your internet service provider and you.

Neither Stoever Glass & Co., Inc. nor any of its directors, officers, or employees, nor any third party vendor will be liable or have any responsibility of any kind for any loss or damage that you incur in the event of any failure or interruption of this site, or resulting from the act or omission of any other party involved in making this site or the data contained therein available to you, or from any other cause relating to your access to, inability to access, or use of the site or these materials, whether or not the circumstances giving rise to such cause may have been within the control of Stoever Glass & Co., Inc. or of any vendor providing software or service support. In no event will Stoever Glass & Co., Inc. or any parties be liable to you for any direct, special, indirect, consequential, incidental damages or any other damages of any kind even if Stoever Glass & Co., Inc. or any other party have been advised of the possibility thereof. Stoever Glass & Co. makes no representation or warranty of any kind with respect to the software or the results to be obtained from its use. Stoever Glass & Co. does not warrant that your use of the software will be uninterrupted, error-free or virus-free.

This offer is not made to persons resident in states, territories or countries in which Stoever Glass is not registered.

Stoever Glass directs a de minimis number of equity transactions to the firm’s clearing agent, Pershing LLC for execution. Pershing LLC’s 605 report is available at https://www.orderroutingdisclosure.com/orderrouting/jsp/main/Home.jsp

USE OF LINKS

Should the viewer leave this site via a link contained herein, and view its content, the viewer does so at its own risk. Stoever Glass & Co. is not responsible for damages or losses caused by any delays, defects or omissions that may exist in linked services, information or other content provided in such site, whether actual, alleged, consequential or punitive. Stoever Glass & Co. makes no guarantees or representations as to, and shall have no liability for, any electronic content delivered by any third party.

The information on this site is “AS IS.” Stoever Glass & Co., Inc., does not warrant the accuracy of the information provided herein, either expressly or implied. Although the information provided to you on this site is obtained from sources that we believe to be reliable.

The publication of the Stoever Glass web site on the Internet should not be construed asa Stoever Glass solicitation to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Moreover, no client or prospective client should assume that our web site serves as a substitute for personalized advice from Stoever Glass. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will be either suitable or profitable for a client’s investment portfolio.

Past performance is not meant to forecast, imply or guarantee the future performance of any particular investment.

Business Continuity Plan

In the event of a business disruption, Stoever Glass & Co., Inc. has plans to allow us to continue business operations. We will do this by relocating our business operations to analternative location with processing capability and by informing our employees of the procedures that are in place by telephone and other means. We have procedures in place to recover data and restore our processing systems to working condition in the best time possible.

Although we have these plans in place for business disruptions, no one can guarantee that the systems will be instantly recoverable after a significant business disruption. However,we believe that our planning will allow us to recover as quickly as possible.

For information please consult our website www.stoeverglass.com or call 1 800 223 3881.

Customers may reach Pershing LLC customer service directly at (888) 878-3142 within the US and (732) 622-2150 outside the US to receive funds due should you be unable to contact Stoever Glass directly.

Stoever Glass Wealth Management Client (Schwab Alliance)

Schwab is a registered broker-dealer, and is not affiliated with Stoever Glass Wealth Management or any advisor(s) whose name(s) appear(s) on this website. Stoever Glass Wealth Management is/are independently owned and operated. Schwab neither endorses nor recommends [{Stoever Glass Wealth Management}, unless you have been referred to us through the Schwab Advisor Network®. (This bracketed language is for use by Schwab Advisor Network members only.)] Regardless of any referral or recommendation, Schwab does not endorse or recommend the investment strategy of any advisor. Schwab has agreements with Stoever Glass Wealth Management under which Schwab provides Stoever Glass Wealth Management with services related to your account. Schwab does not review the Stoever Glass Wealth Management website(s), and makes no representation regarding information contained in the Stoever Glass Wealth Management website, which should not be considered to be either a recommendation by Schwab or a solicitation of any offer to purchase or sell any securities.